This is a list of universities in the United States classified as research universities in the Carnegie Classification of Institutions of Higher Education. Research institutions are a subset of doctoral degree-granting institutions and conduct research. These institutions "conferred at least 20 research/scholarship doctorates in 2019-20 and reported at least $5 million in total research expenditures in FY20 were assigned to one of two categories based on a measure of research activity."[1]
History
The 1994 edition of the Carnegie Classification defined Research I universities as those that:
- Offer a full range of baccalaureate programs
- Are committed to graduate education through the doctorate
- Give high priority to research
- Award 50 or more doctoral degrees each year
- Receive annually $40 million or more in federal support[2]
The Carnegie Foundation reported that 59 institutions met these criteria in 1994.[3]
In their interim 2000 edition of the classification, the Carnegie Foundation renamed the category to Doctoral/research universities-extensive in order to avoid the inference that the categories signify quality differences."[4] The foundation replaced their single classification system with a multiple classification system in their 2005 comprehensive overhaul of the classification framework [4][5] so that the term "Research I university" was no longer valid, though many universities continued to use it.
In 2015, the Carnegie Classification System reinstated the "Research I university" designations along with "Research II" and "Research III." The current system, introduced in 2018, includes the following three categories for doctoral universities:[6]
- R1: Doctoral Universities – Very high research activity
- R2: Doctoral Universities – High research activity
- D/PU: Doctoral/Professional Universities
In the 2018 classification, institutions were classified as either R1 or R2 if they "conferred at least 20 research/scholarship doctorates in 2016-17 and reported at least $5 million in total research expenditures."[6] A "research activity index" was then calculated that included the following measures:
- Research & development (R&D) expenditures in science and engineering (S&E)
- R&D expenditures in non-S&E fields
- S&E research staff (postdoctoral appointees and other non-faculty research staff with doctorates)
- Doctoral conferrals in humanities, social science, STEM (science, technology, engineering, and mathematics) fields, and in other fields (e.g., business, education, public policy, social work)
These four measures were combined using principal component analysis to create two indices of research activity, one representing an aggregate level of research activity and the other representing per-capita research activity. Institutions that were high on both indices were classified among "R1: Doctoral Universities – Very high research activity."[6]
In 2023, it was announced that the Carnegie Classification System would again be revised for the 2025 classifications. R1 institutions will be defined as those that (1) have $50 million USD in research expendatures, and (2) grant 70 research doctorates. Other changes to the classification system include multiple labels to identify institutions, and recognition for non-doctoral universities.[7]
Universities classified as "R1: Doctoral Universities – Very high research activity"
There are 146 institutions that are classified as "R1: Doctoral Universities – Very high research activity" in the Carnegie Classification of Institutions of Higher Education as of the 2021 update.[8]
These universities have a very high level of both research activity and per capita in such research activity, using aggregate data to determine both measurements. In other words, these institutions provide a lot of resources for research and have a lot of people conducting research at their respective institution. These two classifications can be seen as the aggregate supply and demand for research, respectively.[9]
Among the 50 U.S. states and the national capital of Washington, D.C., only five states do not have an R1 level university: Alaska, Idaho, South Dakota, Vermont, and Wyoming.
Map of institutions
Universities classified as "R2: Doctoral Universities – High research activity"
There are 133 institutions that are classified as "R2: Doctoral Universities – High research activity" in the Carnegie Classification of Institutions of Higher Education as of the 2021 update.[10]
These universities have a very high level of either research activity or per capita in such research activity, using aggregate data to determine both measurements, while having a very low level on the other qualification. In other words, these institutions either lack research facilities or do not have a lot of people conducting research at their respective institution. These two classifications can be seen as the aggregate supply and demand for research, respectively.[9]
Map of institutions
Universities classified as "Special Focus – Research Institutions"
There are 23 institutions that are classified as "Special Focus – Research Institutions" in the Carnegie Classification of Institutions of Higher Education as of the 2021 update.
This new category has the same threshold for inclusion as R1 and R2 schools do (At least twenty research doctorates awarded and five million dollars in research expenditures), but unlike R1 and R2 schools, they only award degrees in a single academic area.[11]
Map of institutions
See also
References
- ↑ Archived 2016-08-11 at the Wayback Machine. Carnegie Classification of Institutions of Higher Education.
- ↑ University of Washington. "Carnegie Research I Universities". Archived from the original on 2009-03-06. Retrieved 2009-03-18.
- ↑ David Weerts, State Governments and Research Universities: A Framework for a Renewed Partnership. New York: Routledge, 2002, p. 26.
- 1 2 Carnegie Foundation for the Advancement of Teaching. "Carnegie Classifications FAQs". Archived from the original on 2013-04-14. Retrieved 2012-02-09.
- ↑ Educause. "Appendix E: Carnegie Classification (2000) Definitions" (PDF). Archived from the original (PDF) on 2009-03-27. Retrieved 2009-03-18.
- 1 2 3 "Basic Classification Description". Center for Postsecondary Research. 2019. Archived from the original on August 11, 2016. Retrieved March 18, 2019.
- ↑ "Carnegie Classifications to Make Major Changes in How Colleges and Universities Are Grouped and Recognized, Set Clear Threshold for Highest Level of Research". American Council on Education. Archived from the original on 2023-12-20. Retrieved 2024-01-03.
- ↑ "Doctoral Universities: Highest Research Activity". Carnegie Classification of Institutions of Higher Education. Archived from the original on 16 December 2021. Retrieved 16 December 2021.
- 1 2 "Basic Classification Methodology". Carnegie Classifications. Archived from the original on 27 February 2018. Retrieved 14 August 2023.
- ↑ "The Carnegie Classification of Institutions". Archived from the original on 9 December 2021. Retrieved 16 December 2021.
- ↑ "Carnegie Classifications | Standard Listings". Archived from the original on 2022-01-12. Retrieved 2022-01-12.